Evidence
NY CPLR, Article 45
Rules of evidence in criminal cases
§ 4501. Self-incrimination.
A competent witness shall not be excused
from answering a relevant question, on the ground only that the answer
may tend to establish that he owes a debt or is otherwise subject to a
civil suit. This section does not require a witness to give an answer
which will tend to accuse himself of a crime or to expose him to a
penalty or forfeiture, nor does it vary any other rule respecting the
examination of a witness.
§ 4502. Spouse.
(a) Incompetency where issue adultery. A husband or
wife is not competent to testify against the other in an action founded
upon adultery, except to prove the marriage, disprove the adultery, or
disprove a defense after evidence has been introduced tending to prove
such defense.
(b) Confidential communication privileged. A husband or wife shall not
be required, or, without consent of the other if living, allowed, to
disclose a confidential communication made by one to the other during
marriage.
§ 4503. Attorney.
(a) 1. Confidential communication privileged.
Unless the client waives the privilege, an attorney or his or her
employee, or any person who obtains without the knowledge of the client
evidence of a confidential communication made between the attorney or
his or her employee and the client in the course of professional
employment, shall not disclose, or be allowed to disclose such
communication, nor shall the client be compelled to disclose such
communication, in any action, disciplinary trial or hearing, or
administrative action, proceeding or hearing conducted by or on behalf
of any state, municipal or local governmental agency or by the
legislature or any committee or body thereof. Evidence of any such
communication obtained by any such person, and evidence resulting
therefrom, shall not be disclosed by any state, municipal or local
governmental agency or by the legislature or any committee or body
thereof. The relationship of an attorney and client shall exist between
a professional service corporation organized under article fifteen of
the business corporation law to practice as an attorney and
counselor-at-law and the clients to whom it renders legal services.
2. Personal representatives. (A) For purposes of the attorney-client
privilege, if the client is a personal representative and the attorney
represents the personal representative in that capacity, in the absence
of an agreement between the attorney and the personal representative to
the contrary:
(i) No beneficiary of the estate is, or shall be treated as, the
client of the attorney solely by reason of his or her status as
beneficiary; and
(ii) The existence of a fiduciary relationship between the personal
representative and a beneficiary of the estate does not by itself
constitute or give rise to any waiver of the privilege for confidential
communications made in the course of professional employment between the
attorney or his or her employee and the personal representative who is
the client.
(B) For purposes of this paragraph, "personal representative" shall
mean (i) the administrator, administrator c.t.a., ancillary
administrator, executor, preliminary executor, temporary administrator
or trustee to whom letters have been issued within the meaning of
subdivision thirty-four of section one hundred three of the surrogate`s
court procedure act, and (ii) the guardian of an incapacitated
communicant if and to the extent that the order appointing such guardian
under subdivision (c) of section 81.16 of the mental hygiene law or any
subsequent order of any court expressly provides that the guardian is to
be the personal representative of the incapacitated communicant for
purposes of this section; "beneficiary" shall have the meaning set forth
in subdivision eight of section one hundred three of the surrogate`s
court procedure act and "estate" shall have the meaning set forth in
subdivision nineteen of section one hundred three of the surrogate`s
court procedure act.
(b) Wills. In any action involving the probate, validity or
construction of a will, an attorney or his employee shall be required to
disclose information as to the preparation, execution or revocation of
any will or other relevant instrument, but he shall not be allowed to
disclose any communication privileged under subdivision (a) which would
tend to disgrace the memory of the decedent.
§ 4504. Physician, dentist, podiatrist, chiropractor and nurse.
(a)
Confidential information privileged. Unless the patient waives the
privilege, a person authorized to practice medicine, registered
professional nursing, licensed practical nursing, dentistry, podiatry or
chiropractic shall not be allowed to disclose any information which he
acquired in attending a patient in a professional capacity, and which
was necessary to enable him to act in that capacity. The relationship of
a physician and patient shall exist between a medical corporation, as
defined in article forty-four of the public health law, a professional
service corporation organized under article fifteen of the business
corporation law to practice medicine, a university faculty practice
corporation organized under section fourteen hundred twelve of the
not-for-profit corporation law to practice medicine or dentistry, and
the patients to whom they respectively render professional medical
services.
A patient who, for the purpose of obtaining insurance benefits,
authorizes the disclosure of any such privileged communication to any
person shall not be deemed to have waived the privilege created by this
subdivision. For purposes of this subdivision:
1. "person" shall mean any individual, insurer or agent thereof, peer
review committee, public or private corporation, political subdivision,
government agency, department or bureau of the state, municipality,
industry, co-partnership, association, firm, trust, estate or any other
legal entity whatsoever; and
2. "insurance benefits" shall include payments under a self-insured
plan.
(b) Identification by dentist; crime committed against patient under
sixteen. A dentist shall be required to disclose information necessary
for identification of a patient. A physician, dentist, podiatrist,
chiropractor or nurse shall be required to disclose information
indicating that a patient who is under the age of sixteen years has been
the victim of a crime.
(c) Mental or physical condition of deceased patient. A physician or
nurse shall be required to disclose any information as to the mental or
physical condition of a deceased patient privileged under subdivision
(a), except information which would tend to disgrace the memory of the
decedent, either in the absence of an objection by a party to the
litigation or when the privilege has been waived: 1. by the personal
representative, or the surviving spouse, or the next of kin of the
decedent; or
2. in any litigation where the interests of the personal
representative are deemed by the trial judge to be adverse to those of
the estate of the decedent, by any party in interest; or
3. if the validity of the will of the decedent is in question, by the
executor named in the will, or the surviving spouse or any heir-at-law
or any of the next kin or any other party in interest.
(d) Proof of negligence; unauthorized practice of medicine. In any
action for damages for personal injuries or death against a person not
authorized to practice medicine under article 131 of the education law
for any act or acts constituting the practice of medicine, when such act
or acts were a competent producing proximate or contributing cause of
such injuries or death, the fact that such person practiced medicine
without being so authorized shall be deemed prima facie evidence of
negligence.
§ 4505. Confidential communication to clergy privileged.
Unless the
person confessing or confiding waives the privilege, a clergyman, or
other minister of any religion or duly accredited Christian Science
practitioner, shall not be allowed disclose a confession or confidence
made to him in his professional character as spiritual advisor.
§ 4506. Eavesdropping evidence; admissibility; motion to suppress in
certain cases.
1. The contents of any overheard or recorded
communication, conversation or discussion, or evidence derived
therefrom, which has been obtained by conduct constituting the crime of
eavesdropping, as defined by section 250.05 of the penal law, may not be
received in evidence in any trial, hearing or proceeding before any
court or grand jury, or before any legislative committee, department,
officer, agency, regulatory body, or other authority of the state, or a
political subdivision thereof; provided, however, that such
communication, conversation, discussion or evidence, shall be admissible
in any civil or criminal trial, hearing or proceeding against a person
who has, or is alleged to have, committed such crime of eavesdropping.
2. As used in this section, the term "aggrieved person" means:
(a) A person who was a sender or receiver of a telephonic or
telegraphic communication which was intentionally overheard or recorded
by a person other than the sender or receiver thereof, without the
consent of the sender or receiver, by means of any instrument, device or
equipment; or
(b) A party to a conversation or discussion which was intentionally
overheard or recorded, without the consent of at least one party
thereto, by a person not present thereat, by means of any instrument,
device or equipment; or
(c) A person against whom the overhearing or recording described in
paragraphs (a) and (b) was directed.
3. An aggrieved person who is a party in any civil trial, hearing or
proceeding before any court, or before any department, officer, agency,
regulatory body, or other authority of the state, or a political
subdivision thereof, may move to suppress the contents of any overheard
or recorded communication, conversation or discussion or evidence
derived therefrom, on the ground that:
(a) The communication, conversation or discussion was unlawfully
overheard or recorded; or
(b) The eavesdropping warrant under which it was overheard or recorded
is insufficient on its face; or
(c) The eavesdropping was not done in conformity with the
eavesdropping warrant.
4. The motion prescribed in subdivision three of this section must be
made before the judge or justice who issued the eavesdropping warrant.
If no eavesdropping warrant was issued, such motion must be made before
a justice of the supreme court of the judicial district in which the
trial, hearing or proceeding is pending. The aggrieved person must
allege in his motion papers that an overheard or recorded communication,
conversation or discussion, or evidence derived therefrom, is subject to
suppression under subdivision three of this section, and that such
communication, conversation or discussion, or evidence, may be used
against him in the civil trial, hearing or proceeding in which he is a
party. The motion must be made prior to the commencement of such trial,
hearing or proceeding, unless there was no opportunity to make such
motion or the aggrieved person was not aware of the grounds of the
motion. If the motion is granted, the contents of the overheard or
recorded communication, conversation or discussion or evidence derived
therefrom, may not be received in evidence in any trial, hearing or
proceeding.
§ 4507. Psychologist.
The confidential relations and communications
between a psychologist registered under the provisions of article one
hundred fifty-three of the education law and his client are placed on
the same basis as those provided by law between attorney and client, and
nothing in such article shall be construed to require any such
privileged communications to be disclosed.
A client who, for the purpose of obtaining insurance benefits,
authorizes the disclosure of any such privileged communication to any
person shall not be deemed to have waived the privilege created by this
section. For purposes of this section:
1. "person" shall mean any individual, insurer or agent thereof, peer
review committee, public or private corporation, political subdivision,
government agency, department or bureau of the state, municipality,
industry, co-partnership, association, firm, trust, estate or any other
legal entity whatsoever; and
2. "insurance benefits" shall include payments under a self-insured
plan.
§ 4508.
Social worker. (a) Confidential information privileged. A
person duly registered as a certified social worker under the provisions
of article one hundred fifty-four of the education law shall not be
required to disclose a communication made by his client to him, or his
advice given thereon, in the course of his professional employment, nor
shall any clerk, stenographer or other person working for the same
employer as the certified social worker or for the certified social
worker be allowed to disclose any such communication or advice given
thereon; except
1. that a certified social worker may disclose such information as the
client may authorize;
2. that a certified social worker shall not be required to treat as
confidential a communication by a client which reveals the contemplation
of a crime or harmful act;
3. where the client is a child under the age of sixteen and the
information acquired by the certified social worker indicates that the
client has been the victim or subject of a crime, the certified social
worker may be required to testify fully in relation thereto upon any
examination, trial or other proceeding in which the commission of such
crime is a subject of inquiry;
4. where the client waives the privilege by bringing charges against
the certified social worker and such charges involve confidential
communications between the client and certified social worker.
(b) Limitations on waiver. A client who, for the purpose of obtaining
insurance benefits, authorizes the disclosure of any such privileged
communication to any person shall not be deemed to have waived the
privilege created by this section. For purposes of this subdivision:
1. "person" shall mean any individual, insurer or agent thereof, peer
review committee, public or private corporation, political subdivision,
government agency, department or bureau of the state, municipality,
industry, co-partnership, association, firm, trust, estate or any other
legal entity whatsoever; and
2. "insurance benefits" shall include payments under a self-insured
plan.
§ 4509.
Library records. Library records, which contain names or
other personally identifying details regarding the users of public, free
association, school, college and university libraries and library
systems of this state, including but not limited to records related to
the circulation of library materials, computer database searches,
interlibrary loan transactions, reference queries, requests for
photocopies of library materials, title reserve requests, or the use of
audio-visual materials, films or records, shall be confidential and
shall not be disclosed except that such records may be disclosed to the
extent necessary for the proper operation of such library and shall be
disclosed upon request or consent of the user or pursuant to subpoena,
court order or where otherwise required by statute.
§ 4510.
Rape crisis counselor. (a) Definitions. When used in this
section, the following terms shall have the following meanings:
1. "Rape crisis program" means any office, institution or center which
has been approved pursuant to subdivision fifteen of section two hundred
six of the public health law, offering counseling and assistance to
clients concerning sexual offenses, sexual abuses or incest.
2. "Rape crisis counselor" means any person who has been certified by
an approved rape crisis program as having satisfied the training
standards specified in subdivision fifteen of section two hundred six of
the public health law, and who, regardless of compensation, is acting
under the direction and supervision of an approved rape crisis program.
3. "Client" means any person who is seeking or receiving the services
of a rape crisis counselor for the purpose of securing counseling or
assistance concerning any sexual offenses, sexual abuse, incest or
attempts to commit sexual offenses, sexual abuse, or incest, as defined
in the penal law.
(b) Confidential information privileged. A rape crisis counselor shall
not be required to disclose a communication made by his or her client to
him or her, or advice given thereon, in the course of his or her
services nor shall any clerk, stenographer or other person working for
the same program as the rape crisis counselor or for the rape crisis
counselor be allowed to disclose any such communication or advice given
thereon nor shall any records made in the course of the services given
to the client or recording of any communications made by or to a client
be required to be disclosed, nor shall the client be compelled to
disclose such communication or records, except:
1. that a rape crisis counselor may disclose such otherwise
confidential communication to the extent authorized by the client;
2. that a rape crisis counselor shall not be required to treat as
confidential a communication by a client which reveals the intent to
commit a crime or harmful act;
3. in a case in which the client waives the privilege by instituting
charges against the rape crisis counselor or the rape crisis program and
such action or proceeding involves confidential communications between
the client and the rape crisis counselor.
(c) Who may waive the privilege. The privilege may only be waived by
the client, the personal representative of a deceased client, or, in the
case of a client who has been adjudicated incompetent or for whom a
conservator has been appointed, the committee or conservator.
(d) Limitation on waiver. A client who, for the purposes of obtaining
compensation under article twenty-two of the executive law or insurance
benefits, authorizes the disclosure of any privileged communication to
an employee of the crime victims board or an insurance representative
shall not be deemed to have waived the privilege created by this
section.
Rule 4511. Judicial notice of law.
(a) When judicial notice shall be
taken without request. Every court shall take judicial notice without
request of the common law, constitutions and public statutes of the
United States and of every state, territory and jurisdiction of the
United States and of the official compilation of codes, rules and
regulations of the state except those that relate solely to the
organization or internal management of an agency of the state and of all
local laws and county acts.
(b) When judicial notice may be taken without request; when it shall
be taken on request. Every court may take judicial notice without
request of private acts and resolutions of the congress of the United
States and of the legislature of the state; ordinances and regulations
of officers, agencies or governmental subdivisions of the state or of
the United States; and the laws of foreign countries or their political
subdivisions. Judicial notice shall be taken of matters specified in
this subdivision if a party requests it, furnishes the court sufficient
information to enable it to comply with the request, and has given each
adverse party notice of his intention to request it. Notice shall be
given in the pleadings or prior to the presentation of any evidence at
the trial, but a court may require or permit other notice.
(c) Determination by court; review as matter of law. Whether a matter
is judicially noticed or proof is taken, every matter specified in this
section shall be determined by the judge or referee, and included in his
findings or charged to the jury. Such findings or charge shall be
subject to review on appeal as a finding or charge on a matter of law.
(d) Evidence to be received on matter to be judicially noticed. In
considering whether a matter of law should be judicially noticed and in
determining the matter of law to be judicially noticed, the court may
consider any testimony, document, information or argument on the
subject, whether offered by a party or discovered through its own
research. Whether or not judicial notice is taken, a printed copy of a
statute or other written law or a proclamation, edict, decree or
ordinance by an executive contained in a book or publication, purporting
to have been published by a government or commonly admitted as evidence
of the existing law in the judicial tribunals of the jurisdiction where
it is in force, is prima facie evidence of such law and the unwritten or
common law of a jurisdiction may be proved by witnesses or printed
reports of cases of the courts of the jurisdiction.
§ 4512. Competency of interested witness or spouse.
Except as
otherwise expressly prescribed, a person shall not be excluded or
excused from being a witness, by reason of his interest in the event or
because he is a party or the spouse of a party.
§ 4513. Competency of person convicted of crime.
A person who has been
convicted of a crime is a competent witness; but the conviction may be
proved, for the purpose of affecting the weight of his testimony, either
by cross-examination, upon which he shall be required to answer any
relevant question, or by the record. The party cross-examining is not
concluded by such person`s answer.
Rule 4514. Impeachment of witness by prior inconsistent statement.
In
addition to impeachment in the manner permitted by common law, any party
may introduce proof that any witness has made a prior statement
inconsistent with his testimony if the statement was made in a writing
subscribed by him or was made under oath.
Rule 4515. Form of expert opinion.
Unless the court orders otherwise,
questions calling for the opinion of an expert witness need not be
hypothetical in form, and the witness may state his opinion and reasons
without first specifying the data upon which it is based. Upon
cross-examination, he may be required to specify the data and other
criteria supporting the opinion.
Rule 4516. Proof of age of child.
Whenever it becomes necessary to
determine the age of a child, he may be produced and exhibited to enable
the court or jury to determine his age by a personal inspection.
Rule 4517. Prior testimony in a civil action.
(a) Impeachment of
witnesses; parties; unavailable witness. In a civil action, at the trial
or upon the hearing of a motion or an interlocutory proceeding, all or
any part of the testimony of a witness that was taken at a prior trial
in the same action or at a prior trial involving the same parties or
their representatives and arising from the same subject matter, so far
as admissible under the rules of evidence, may be used in accordance
with any of the following provisions:
1. any such testimony may be used by any party for the purpose of
contradicting or impeaching the testimony of the same witness;
2. the prior trial testimony of a party or of any person who was a
party when the testimony was given or of any person who at the time the
testimony was given was an officer, director, member, employee, or
managing or authorized agent of a party, may be used for any purpose by
any party who is adversely interested when the prior testimony is
offered in evidence;
3. the prior trial testimony of any person may be used by any party
for any purpose against any other party, provided the court finds:
(i) that the witness is dead; or
(ii) that the witness is at a greater distance than one hundred miles
from the place of trial or is out of the state, unless it appears that
the absence of the witness was procured by the party offering the
testimony; or
(iii) that the witness is unable to attend or testify because of age,
sickness, infirmity, or imprisonment; or
(iv) that the party offering the testimony has been unable to procure
the attendance of the witness by diligent efforts; or
(v) upon motion on notice, that such exceptional circumstances exist
as to make its use desirable, in the interest of justice and with due
regard to the importance of presenting the testimony of witnesses orally
in open court;
4. the prior trial testimony of a person authorized to practice
medicine may be used by any party without the necessity of showing
unavailability or special circumstances subject to the right of any
party to move for preclusion upon the ground that admission of the prior
testimony would be prejudicial under the circumstances.
(b) Use of part of the prior trial testimony of a witness. If only
part of the prior trial testimony of a witness is read at the trial by a
party, any other party may read any other part of the prior testimony of
that witness that ought in fairness to be considered in connection with
the part read.
(c) Substitution of parties; prior actions. Substitution of parties
does not affect the right to use testimony previously taken at trial.
Rule 4518. Business records.
(a) Generally. Any writing or record,
whether in the form of an entry in a book or otherwise, made as a
memorandum or record of any act, transaction, occurrence or event, shall
be admissible in evidence in proof of that act, transaction, occurrence
or event, if the judge finds that it was made in the regular course of
any business and that it was the regular course of such business to make
it, at the time of the act, transaction, occurrence or event, or within
a reasonable time thereafter. An electronic record, as defined in
section one hundred two of the state technology law, used or stored as
such a memorandum or record, shall be admissible in a tangible exhibit
that is a true and accurate representation of such electronic record.
The court may consider the method or manner by which the electronic
record was stored, maintained or retrieved in determining whether the
exhibit is a true and accurate representation of such electronic record.
All other circumstances of the making of the memorandum or record,
including lack of personal knowledge by the maker, may be proved to
affect its weight, but they shall not affect its admissibility. The term
business includes a business, profession, occupation and calling of
every kind.
(b) Hospital bills. A hospital bill is admissible in evidence under
this rule and is prima facie evidence of the facts contained, provided
it bears a certification by the head of the hospital or by a responsible
employee in the controller`s or accounting office that the bill is
correct, that each of the items was necessarily supplied and that the
amount charged is reasonable. This subdivision shall not apply to any
proceeding in a surrogate`s court nor in any action instituted by or on
behalf of a hospital to recover payment for accommodations or supplies
furnished or for services rendered by or in such hospital, except that
in a proceeding pursuant to section one hundred eighty-nine of the lien
law to determine the validity and extent of the lien of a hospital, such
certified hospital bills are prima facie evidence of the fact of
services and of the reasonableness of any charges which do not exceed
the comparable charges made by the hospital in the care of workmen`s
compensation patients.
(c) Other records. All records, writings and other things referred to
in sections 2306 and 2307 are admissible in evidence under this rule and
are prima facie evidence of the facts contained, provided they bear a
certification or authentication by the head of the hospital, laboratory,
department or bureau of a municipal corporation or of the state, or by
an employee delegated for that purpose or by a qualified physician.
Where a hospital record is in the custody of a warehouse, or
"warehouseman" as that term is defined by paragraph (h) of subdivision
one of section 7-102 of the uniform commercial code, pursuant to a plan
approved in writing by the state commissioner of health, admissibility
under this subdivision may be established by a certification made by the
manager of the warehouse that sets forth (i) the authority by which the
record is held, including but not limited to a court order, order of the
commissioner, or order or resolution of the governing body or official
of the hospital, and (ii) that the record has been in the exclusive
custody of such warehouse or warehousemen since its receipt from the
hospital or, if another has had access to it, the name and address of
such person and the date on which and the circumstances under which such
access was had. Any warehouseman providing a certification as required
by this subdivision shall have no liability for acts or omissions
relating thereto, except for intentional misconduct, and the
warehouseman is authorized to assess and collect a reasonable charge for
providing the certification described by this subdivision.
(d) Any records or reports relating to the administration and analysis
of a genetic marker or DNA test, including records or reports of the
costs of such tests, administered pursuant to sections four hundred
eighteen and five hundred thirty-two of the family court act or section
one hundred eleven-k of the social services law are admissible in
evidence under this rule and are prima facie evidence of the facts
contained therein provided they bear a certification or authentication
by the head of the hospital, laboratory, department or bureau of a
municipal corporation or the state or by an employee delegated for that
purpose, or by a qualified physician. If such record or report relating
to the administration and analysis of a genetic marker test or DNA test
or tests administered pursuant to sections four hundred eighteen and
five hundred thirty-two of the family court act or section one hundred
eleven-k of the social services law indicates at least a ninety-five
percent probability of paternity, the admission of such record or report
shall create a rebuttable presumption of paternity, and shall, if
unrebutted, establish the paternity of and liability for the support of
a child pursuant to articles four and five of the family court act.
(e) Notwithstanding any other provision of law, a record or report
relating to the administration and analysis of a genetic marker test or
DNA test certified in accordance with subdivision (d) of this rule and
administered pursuant to sections four hundred eighteen and five hundred
thirty-two of the family court act or section one hundred eleven-k of
the social services law is admissible in evidence under this rule
without the need for foundation testimony or further proof of
authenticity or accuracy unless objections to the record or report are
made in writing no later than twenty days before a hearing at which the
record or report may be introduced into evidence or thirty days after
receipt of the test results, whichever is earlier.
(f) Notwithstanding any other provision of law, records or reports of
support payments and disbursements maintained pursuant to title six-A of
article three of the social services law by the department of social
services or the fiscal agent under contract to the department for the
provision of centralized collection and disbursement functions are
admissible in evidence under this rule, provided that they bear a
certification by an official of a social services district attesting to
the accuracy of the content of the record or report of support payments
and that in attesting to the accuracy of the record or report such
official has received confirmation from the department of social
services or the fiscal agent under contract to the department for the
provision of centralized collection and disbursement functions pursuant
to section one hundred eleven-h of the social services law that the
record or report of support payments reflects the processing of all
support payments in the possession of the department or the fiscal agent
as of a specified date, and that the document is a record or report of
support payments maintained pursuant to title six-A of article three of
the social services law. If so certified, such record or report shall be
admitted into evidence under this rule without the need for additional
foundation testimony. Such records shall be the basis for a permissive
inference of the facts contained therein unless the trier of fact finds
good cause not to draw such inference.
(g) Pregnancy and childbirth costs. Any hospital bills or records
relating to the costs of pregnancy or birth of a child for whom
proceedings to establish paternity, pursuant to sections four hundred
eighteen and five hundred thirty-two of the family court act or section
one hundred eleven-k of the social services law have been or are being
undertaken, are admissible in evidence under this rule and are prima
facie evidence of the facts contained therein, provided they bear a
certification or authentication by the head of the hospital, laboratory,
department or bureau of a municipal corporation or the state or by an
employee designated for that purpose, or by a qualified physician.

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§ 4519. Personal transaction or communication between witness and
decedent or mentally ill person.
Upon the trial of an action or the
hearing upon the merits of a special proceeding, a party or a person
interested in the event, or a person from, through or under whom such a
party or interested person derives his interest or title by assignment
or otherwise, shall not be examined as a witness in his own behalf or
interest, or in behalf of the party succeeding to his title or interest
against the executor, administrator or survivor of a deceased person or
the committee of a mentally ill person, or a person deriving his title
or interest from, through or under a deceased person or mentally ill
person, by assignment or otherwise, concerning a personal transaction or
communication between the witness and the deceased person or mentally
ill person, except where the executor, administrator, survivor,
committee or person so deriving title or interest is examined in his own
behalf, or the testimony of the mentally ill person or deceased person
is given in evidence, concerning the same transaction or communication.
A person shall not be deemed interested for the purposes of this section
by reason of being a stockholder or officer of any banking corporation
which is a party to the action or proceeding, or interested in the event
thereof. No party or person interested in the event, who is otherwise
competent to testify, shall be disqualified from testifying by the
possible imposition of costs against him or the award of costs to him. A
party or person interested in the event or a person from, through or
under whom such a party or interested person derives his interest or
title by assignment or otherwise, shall not be qualified for the
purposes of this section, to testify in his own behalf or interest, or
in behalf of the party succeeding to his title or interest, to personal
transactions or communications with the donee of a power of appointment
in an action or proceeding for the probate of a will, which exercises or
attempts to exercise a power of appointment granted by the will of a
donor of such power, or in an action or proceeding involving the
construction of the will of the donee after its admission to probate.
Nothing contained in this section, however, shall render a person
incompetent to testify as to the facts of an accident or the results
therefrom where the proceeding, hearing, defense or cause of action
involves a claim of negligence or contributory negligence in an action
wherein one or more parties is the representative of a deceased or
incompetent person based upon, or by reason of, the operation or
ownership of a motor vehicle being operated upon the highways of the
state, or the operation or ownership of aircraft being operated in the
air space over the state, or the operation or ownership of a vessel on
any of the lakes, rivers, streams, canals or other waters of this state,
but this provision shall not be construed as permitting testimony as to
conversations with the deceased.
Rule 4520. Certificate or affidavit of public officer.
Where a public
officer is required or authorized, by special provision of law, to make
a certificate or an affidavit to a fact ascertained, or an act
performed, by him in the course of his official duty, and to file or
deposit it in a public office of the state, the certificate or affidavit
so filed or deposited is prima facie evidence of the facts stated.
Rule 4521. Lack of record.
A statement signed by an officer or a
deputy of an officer having legal custody of specified official records
of the United States or of any state, territory or jurisdiction of the
United States, or of any court thereof, or kept in any public office
thereof, that he has made diligent search of the records and has found
no record or entry of a specified nature, is prima facie evidence that
the records contain no such record or entry, provided that the statement
is accompanied by a certificate that legal custody of the specified
official records belongs to such person, which certificate shall be made
by a person described in rule 4540.
Rule 4522. Ancient filed maps, surveys and records affecting real
property.
All maps, surveys and official records affecting real
property, which have been on file in the state in the office of the
register of any county, any county clerk, any court of record or any
department of the city of New York for more than ten years, are prima
facie evidence of their contents.
Rule 4523. Search by title insurance or abstract company.
A search
affecting real property, when made and certified to by a title
insurance, abstract or searching company, organized under the laws of
this state, may be used in place of, and with the same legal effect as,
an official search.
Rule 4524. Conveyance of real property without the state. A record of
a conveyance of real property situated within another state, territory
or jurisdiction of the United States, recorded therein pursuant to its
laws, is prima facie evidence of conveyance and of due execution.
Rule 4525. Copies of statements under article nine of the uniform
commercial code.
A copy of a statement which is noted or certified by a
filing officer pursuant to section 9--523 of the uniform commercial code
and which states that the copy is a true copy is prima facie evidence of
the facts stated in the notation or certification and that the copy is a
true copy of a statement filed in the office of the filing officer.
Rule 4526. Marriage certificate.
An original certificate of a marriage
made by the person by whom it was solemnized within the state, or the
original entry thereof made pursuant to law in the office of the clerk
of a city or a town within the state, is prima facie evidence of the
marriage.
§ 4527. Death or other status of missing person. (a) Presumed death.
A written finding of presumed death, made by any person authorized to
make such findings by the federal missing persons act is prima facie
evidence of the death, and the date, circumstances and place of
disappearance. In the case of a merchant seaman, a written finding of
presumed death, made by the maritime war emergency board or by the war
shipping administration or the successors or assigns of such board or
administration in connection with war risk insurance is prima facie
evidence of the death, and the date, circumstances and place of
disappearance.
(b) Death, internment, capture and other status. An official written
report or record that a person is missing, missing in action, interned
in a neutral country, or beleaguered, besieged or captured by an enemy,
or is dead, or is alive, made by an officer or employee of the United
States authorized by law of the United States to make it is prima facie
evidence of such fact.
Rule 4528. Weather conditions.
Any record of the observations of the
weather, taken under the direction of the United States weather bureau,
is prima facie evidence of the facts stated.
Rule 4529. Inspection certificate issued by United States department
of agriculture.
An inspection certificate issued by the authorized
agents of the United States department of agriculture on file with the
United States secretary of agriculture is prima facie evidence of the
facts stated.
§ 4530. Certificate of population.
(a) Prima facie evidence. A
certificate of the officer in charge of the census of the United States,
attested by the United States secretary of commerce, giving the result
of the census is, except as hereinafter provided, prima facie evidence
of such result.
(b) Conclusive evidence. Where the population of the state or a
subdivision, or a portion of a subdivision of the state is required to
be determined according to the federal or state census or enumeration
last preceding a particular time, a certificate of the officer in charge
of the census of the United States, attested by the United States
secretary of commerce, as to such population as shown by such federal
census, or a certificate of the secretary of state as to such population
as shown by such state enumeration, is conclusive evidence of such
population.
Rule 4531. Affidavit of service or posting notice by person
unavailable at trial.
An affidavit by a person who served, posted or
affixed a notice, showing such service, posting or affixing is prima
facie evidence of the service, posting or affixing if the affiant is
dead, mentally ill or cannot be compelled with due diligence to attend
at the trial.
Rule 4532. Self-authentication of newspapers and periodicals of
general circulation.
Extrinsic evidence of authenticity as a condition
precedent to admissibility is not required with respect to printed
materials purporting to be newspapers or periodicals of general
circulation; provided however, nothing herein shall be deemed to
preclude or limit the right of a party to challenge the authenticity of
such printed material, by extrinsic evidence or otherwise, prior to
admission by the court or to raise the issue of authenticity as an issue
of fact.
Rule 4532-a. Admissibility of graphic, numerical, symbolic or
pictorial representations of medical or diagnostic tests in personal
injury actions.
In an action in which a claim for personal injuries is
asserted, a graphic, numerical, symbolic or pictorial representation of
the results of a medical or diagnostic procedure or test taken of a
patient by a medical practitioner or medical facility is admissible in
evidence provided:
(1) that there is inscribed on such graphic, numerical, symbolic or
pictorial representation, the name of the injured party, the date when
the information constituting the graphic, numerical, symbolic or
pictorial representation was taken, the identifying number thereof, and
the name and address of the physician under whose supervision the same
was taken;
(2) in the event said exhibit has not previously been examined by the
party or parties against whom it is offered, that at least ten days
before the date of trial of the action, the attorney for the party
intending to offer such graphic, numerical, symbolic or pictorial
representation as a proposed exhibit serves upon the attorney or
attorneys for the party or parties against whom said proposed exhibit is
to be offered, a notice of his or her intention to offer such proposed
exhibit in evidence during the trial and that the same is available for
inspection at his or her office; and
(3) that the notice aforesaid is accompanied by an affidavit or
affirmation of such physician identifying such graphic, numerical,
symbolic or pictorial representation and attesting to the information
inscribed thereon, and further attesting that, if called as a witness in
the action, he or she would so testify.
Nothing contained in this section, however, shall prohibit the
admissibility of a graphic, numerical, symbolic or pictorial
representation in evidence in a personal injury action where otherwise
admissible.
Rule 4533. Market reports.
A report of a regularly organized stock or
commodity market published in a newspaper or periodical of general
circulation or in an official publication or trade journal is admissible
in evidence to prove the market price or value of any article regularly
sold or dealt in on such market. The circumstances of the preparation of
such a report may be shown to affect its weight, but they shall not
affect its admissibility.
Rule 4533-a. Prima facie proof of damages.
An itemized bill or
invoice, receipted or marked paid, for services or repairs of an amount
not in excess of two thousand dollars is admissible in evidence and is
prima facie evidence of the reasonable value and necessity of such
services or repairs itemized therein in any civil action provided it
bears a certification by the person, firm or corporation, or an
authorized agent or employee thereof, rendering such services or making
such repairs and charging for the same, and contains a verified
statement that no part of the payment received therefor will be refunded
to the debtor, and that the amounts itemized therein are the usual and
customary rates charged for such services or repairs by the affiant or
his employer; and provided further that a true copy of such itemized
bill or invoice together with a notice of intention to introduce such
bill or invoice into evidence pursuant to this rule is served upon each
party at least ten days before the trial. No more than one bill or
invoice from the same person, firm or corporation to the same debtor
shall be admissible in evidence under this rule in the same action.
Rule 4533-b. Proof of payment by joint tort-feasor.
In an action for
personal injury, injury to property or for wrongful death, any proof as
to payment by or settlement with another joint tort-feasor, or one
claimed to be a joint tort-feasor, offered by a defendant in mitigation
of damages, shall be taken out of the hearing of the jury. The court
shall deduct the proper amount, as determined pursuant to section 15-108
of the general obligations law, from the award made by the jury.
Rule 4534. Standard of measurement used by surveyor.
An official
certificate of any state, county, city, village or town sealer elected
or appointed pursuant to the laws of the state, or the statement under
oath of a surveyor, that the chain or measure used by him conformed to
the state standard at the time a survey was made is prima facie evidence
of conformity, and an official certificate made by any sealer that the
implement used in measuring such chain or other measure was the one
provided the sealer pursuant to the provisions of the laws of the state
is prima facie evidence of that fact.
Rule 4536. Proof of writing by comparison of handwriting.
Comparison
of a disputed writing with any writing proved to the satisfaction of the
court to be the handwriting of the person claimed to have made the
disputed writing shall be permitted.
Rule 4537. Proof of writing subscribed by witness.
Unless a writing
requires a subscribing witness for its validity, it may be proved as if
there was no subscribing witness.
Rule 4538. Acknowledged, proved or certified writing; conveyance of
real property without the state.
Certification of the acknowledgment or
proof of a writing, except a will, in the manner prescribed by law for
taking and certifying the acknowledgment or proof of a conveyance of
real property within the state is prima facie evidence that it was
executed by the person who purported to do so. A conveyance of real
property, situated within another state, territory or jurisdiction of
the United States, which has been duly authenticated, according to the
laws of that state, territory or jurisdiction, so as to be read in
evidence in the courts thereof, is admissible in evidence in the state.
Rule 4539. Reproductions of original.
(a) If any business,
institution, or member of a profession or calling, in the regular course
of business or activity has made, kept or recorded any writing, entry,
print or representation and in the regular course of business has
recorded, copied, or reproduced it by any process, including
reproduction, which accurately reproduces or forms a durable medium for
reproducing the original, such reproduction, when satisfactorily
identified, is as admissible in evidence as the original, whether the
original is in existence or not, and an enlargement or facsimile of such
reproduction is admissible in evidence if the original reproduction is
in existence and available for inspection under direction of the court.
The introduction of a reproduction does not preclude admission of the
original.
(b) A reproduction created by any process which stores an image of any
writing, entry, print or representation and which does not permit
additions, deletions, or changes without leaving a record of such
additions, deletions, or changes, when authenticated by competent
testimony or affidavit which shall include the manner or method by which
tampering or degradation of the reproduction is prevented, shall be as
admissible in evidence as the original.
Rule 4540. Authentication of official record of court or government
office in the United States.
(a) Copies permitted. An official
publication, or a copy attested as correct by an officer or a deputy of
an officer having legal custody of an official record of the United
States or of any state, territory or jurisdiction of the United States,
or of any of its courts, legislature, offices, public bodies or boards
is prima facie evidence of such record.
(b) Certificate of officer of the state. Where the copy is attested by
an officer of the state, it shall be accompanied by a certificate signed
by, or with a facsimile of the signature of, the clerk of a court having
legal custody of the record, and, except where the copy is used in the
same court or before one of its officers, with the seal of the court
affixed; or signed by, or with a facsimile of the signature of, the
officer having legal custody of the original, or his deputy or clerk,
with his official seal affixed; or signed by, or with a facsimile of the
signature of, the presiding officer, secretary or clerk of the public
body or board and, except where it is certified by the clerk or
secretary of either house of the legislature, with the seal of the body
or board affixed. If the certificate is made by a county clerk, the
county seal shall be affixed.
(c) Certificate of officer of another jurisdiction. Where the copy is
attested by an officer of another jurisdiction, it shall be accompanied
by a certificate that such officer has legal custody of the record, and
that his signature is believed to be genuine, which certificate shall be
made by a judge of a court of record of the district or political
subdivision in which the record is kept, with the seal of the court
affixed; or by any public officer having a seal of office and having
official duties in that district or political subdivision with respect
to the subject matter of the record, with the seal of his office
affixed.
(d) Printed tariff or classification subject to public service
commission, commissioner of transportation or interstate commerce
commission. A printed copy of a tariff or classification which shows a
public service commission or commissioner of transportation number of
this state and an effective date, or a printed copy of a tariff or
classification which shows an interstate commerce commission number and
an effective date, is admissable in evidence, without certification, and
is prima facie evidence of the filed original tariff or classification.
Rule 4541. Proof of proceedings before justice of the peace.
(a) Of
the state. A transcript from the docket-book of a justice of the peace
of the state, subscribed by him, and authenticated by a certificate
signed by the clerk of the county in which the justice resides, with the
county seal affixed, to the effect that the person subscribing the
transcript is a justice of the peace of that county, is prima facie
evidence of any matter stated in the transcript which is required by law
to be entered by the justice in his docket-book.
(b) Of another state. A transcript from the docket-book of a justice
of the peace of another state, of his minutes of the proceedings in a
cause, of a judgment rendered by him, of an execution issued thereon or
of the return of an execution, when subscribed by him, and authenticated
as prescribed in this subdivision is prima facie evidence of his
jurisdiction in the cause and of the matters shown by the transcript.
The transcript shall be authenticated by a certificate of the justice to
the effect that it is in all respects correct and that he had
jurisdiction of the cause; and also by a certificate of the clerk or
prothonotary of the county in which the justice resides, with his
official seal affixed, to the effect that the person subscribing the
certificate attached to the transcript is a justice of the peace of that
county.
Rule 4542. Proof of foreign records and documents.
(a) Foreign record.
A foreign official record, or an entry therein, when admissible for any
purpose, may be evidenced by an official publication thereof; or a copy
thereof, attested by a person authorized to make the attestation, and
accompanied by a final certification as to the genuineness of the
signature and official position
1. of the attesting person, or
2. of any foreign official whose certificate of genuineness of
signature and official position
(i) relates to the attestation, or
(ii) is in a chain of certificates of genuineness of signature and
official position relating to the attestation.
(b) Final certification. A final certification may be made by a
secretary of an embassy or legation, consul general, consul, vice
consul, or consular agent of the United States, or a diplomatic or
consular official of the foreign country assigned or accredited to the
United States. If reasonable opportunity has been given to all parties
to investigate the authenticity and accuracy of the documents, the court
may, for good cause shown, admit an attested copy without final
certification, or permit the foreign official record to be evidenced by
an attested summary with or without a final certification.
(c) Lack of record. A written statement that after diligent search no
record or entry of a specified tenor was found to exist in the foreign
records designated by the statement, authenticated in compliance with
the requirements set forth in subdivisions (a) and (b) for a copy of a
foreign record is admissible as evidence that the records contain no
such record or entry.
§ 4543. Proof of facts or writing by methods other than those
authorized in this article.
Nothing in this article prevents the proof
of a fact or a writing by any method authorized by any applicable
statute or by the rules of evidence at common law.
§ 4544. Contracts in small print.
The portion of any printed contract
or agreement involving a consumer transaction or a lease for space to be
occupied for residential purposes where the print is not clear and
legible or is less than eight points in depth or five and one-half
points in depth for upper case type may not be received in evidence in
any trial, hearing or proceeding on behalf of the party who printed or
prepared such contract or agreement, or who caused said agreement or
contract to be printed or prepared. As used in the immediately preceding
sentence, the term "consumer transaction" means a transaction wherein
the money, property or service which is the subject of the transaction
is primarily for personal, family or household purposes. No provision of
any contract or agreement waiving the provisions of this section shall
be effective. The provisions of this section shall not apply to
agreements or contracts entered into prior to the effective date of this
section.
§ 4545. Admissibility of collateral source of payment.
(a) Action for
medical, dental or podiatric malpractice. In any action for medical,
dental or podiatric malpractice where the plaintiff seeks to recover for
the cost of medical care, dental care, podiatric care, custodial care or
rehabilitation services, loss of earnings or other economic loss,
evidence shall be admissible for consideration by the court to establish
that any such past or future cost or expense was or will, with
reasonable certainty, be replaced or indemnified, in whole or in part,
from any collateral source such as insurance (except for life
insurance), social security (except those benefits provided under title
XVIII of the social security act), workers` compensation or employee
benefit programs (except such collateral sources entitled by law to
liens against any recovery of the plaintiff). If the court finds that
any such cost or expense was or will, with reasonable certainty, be
replaced or indemnified from any collateral source, it shall reduce the
amount of the award by such finding, minus an amount equal to the
premiums paid by the plaintiff for such benefits for the two-year period
immediately preceding the accrual of such action and minus an amount
equal to the projected future cost to the plaintiff of maintaining such
benefits. In order to find that any future cost or expense will, with
reasonable certainty, be replaced or indemnified by the collateral
source, the court must find that the plaintiff is legally entitled to
the continued receipt of such collateral source, pursuant to a contract
or otherwise enforceable agreement, subject only to the continued
payment of a premium and such other financial obligations as may be
required by such agreement.
(b) Certain actions against a public employer for personal injury and
wrongful death. 1. In any action against a public employer or a public
employee who is subject to indemnification by a public employer with
respect to such action or both for personal injury or wrongful death
arising out of an injury sustained by a public employee while acting
within the scope of his public employment or duties, where the plaintiff
seeks to recover for the cost of medical care, custodial care or
rehabilitation services, loss of earnings or other economic loss,
evidence shall be admissible for consideration by the court to establish
that any such cost or expense was replaced or indemnified, in whole or
in part, from a collateral source provided or paid for, in whole or in
part, by the public employer, including but not limited to paid sick
leave, medical benefits, death benefits, dependent benefits, a
disability retirement allowance and social security (except those
benefits provided under title XVIII of the social security act) but
shall not include those collateral sources entitled by law to liens
against any recovery of the plaintiff. If the court finds that any such
cost or expense was replaced or indemnified from any such collateral
source, it shall reduce the amount of the award by such finding, minus
an amount equal to the contributions of the injured public employee for
such benefit.
2. As used in this subdivision, the term "public employer" means the
state of New York, a county, city, town, village or any other political
subdivision of the state, any public authority operating a rapid
transit, commuter railroad, omnibus, marine, airport or aviation
facility, a school district or any governmental entity operating a
public school, college or university and any municipal housing
authority. The term "public employee" means any person holding a
position by election, appointment or employment in the service of a
public employer, while acting within the scope of his public employment
or duties, whether or not compensated, or a volunteer expressly
authorized to participate in a volunteer program sponsored by a public
employer but does not include an independent contractor. The term public
employee includes a former employee, his estate or judicially appointed
personal representative.
3. For the purposes of this subdivision a certified report of the
actuary of the appropriate public employee retirement system shall be
admissible evidence of the present value of any death benefit, dependent
benefit or disability retirement allowance.
4. The provisions of this subdivision shall not be construed to
affect, alter or amend any provisions of the workers` compensation law
or to apply to any claims under such law.
(c) Actions for personal injury, injury to property or wrongful death.
In any action brought to recover damages for personal injury, injury to
property or wrongful death, where the plaintiff seeks to recover for the
cost of medical care, dental care, custodial care or rehabilitation
services, loss of earnings or other economic loss, evidence shall be
admissible for consideration by the court to establish that any such
past or future cost or expense was or will, with reasonable certainty,
be replaced or indemnified, in whole or in part, from any collateral
source such as insurance (except for life insurance), social security
(except those benefits provided under title XVIII of the social security
act), workers` compensation or employee benefit programs (except such
collateral sources entitled by law to liens against any recovery of the
plaintiff). If the court finds that any such cost or expense was or
will, with reasonable certainty, be replaced or indemnified from any
collateral source, it shall reduce the amount of the award by such
finding, minus an amount equal to the premiums paid by the plaintiff for
such benefits for the two-year period immediately preceding the accrual
of such action and minus an amount equal to the projected future cost to
the plaintiff of maintaining such benefits. In order to find that any
future cost or expense will, with reasonable certainty, be replaced or
indemnified by the collateral source, the court must find that the
plaintiff is legally entitled to the continued receipt of such
collateral source, pursuant to a contract or otherwise enforceable
agreement, subject only to the continued payment of a premium and such
other financial obligations as may be required by such agreement.
(d) Voluntary charitable contributions excluded as a collateral source
of payment. Voluntary charitable contributions received by an injured
party shall not be considered to be a collateral source of payment that
is admissible in evidence to reduce the amount of any award, judgment or
settlement.
§ 4546. Loss of earnings and impairment of earning ability in actions
for medical, dental or podiatric malpractice.
1. In any action for
medical, dental or podiatric malpractice where the plaintiff seeks to
recover damages for loss of earnings or impairment of earning ability,
evidence shall be admissible for consideration by the court, outside of
the presence of the jury, to establish the federal, state and local
personal income taxes which the plaintiff would have been obligated by
law to pay.
2. In any such action, the court shall instruct the jury not to deduct
federal, state and local personal income taxes in determining the award,
if any, for loss of earnings and impairment of earning ability. The
court shall further instruct the jury that any reduction for such taxes
from any award shall, if warranted, be made by the court.
3. In any such action, the court shall, if warranted by the evidence,
reduce any award for loss of earnings or impairment of earning ability
by the amount of federal, state and local personal income taxes which
the court finds, with reasonable certainty, that the plaintiff would
have been obligated by law to pay.
§ 4547. Compromise and offers to compromise.
Evidence of (a)
furnishing, or offering or promising to furnish, or (b) accepting, or
offering or promising to accept, any valuable consideration in
compromising or attempting to compromise a claim which is disputed as to
either validity or amount of damages, shall be inadmissible as proof of
liability for or invalidity of the claim or the amount of damages.
Evidence of any conduct or statement made during compromise negotiations
shall also be inadmissible. The provisions of this section shall not
require the exclusion of any evidence, which is otherwise discoverable,
solely because such evidence was presented during the course of
compromise negotiations. Furthermore, the exclusion established by this
section shall not limit the admissibility of such evidence when it is
offered for another purpose, such as proving bias or prejudice of a
witness, negating a contention of undue delay or proof of an effort to
obstruct a criminal investigation or prosecution.
§ 4548. Privileged communications; electronic communication thereof.
No communication privileged under this article shall lose its privileged
character for the sole reason that it is communicated by electronic
means or because persons necessary for the delivery or facilitation of
such electronic communication may have access to the content of the
communication.